Financial Professionals
Thanks Again For Your Interest In Joining Our Firm!
We look forward to answering your questions about a potential transition to Cambridge Investment Research, Inc (Broker Dealer) and Cambridge Investment Research Advisors (Registered Investment Adviser), as applicable.
The goal of this page is to ensure you have what you need to make an informed business decision for your firm’s business interests. Please explore the videos, documents and information below, and be sure to let us know of any questions you might have.
We feel very fortunate to have the opportunity to work with, and for, many financial professionals who have continued to build their practices. Please note, our firm is an external Office of Supervisory Jurisdiction.
We invite you to visit our full public website by using the navigation options at the top of your screen.
Below is a login to visit Cambridge’s website so you can look around a bit:
username: recruit@cir2.com
password: Cir-1776
Here are three videos that helps explain a little more information about the Cambridge culture, leadership, etc.
Cambridge – Core Values
Cambridge – New Ideas
Continuity Express
Click on items below to learn more about Cambridge, how we work, and more.
Technology:
Technology demos are available upon request. Just let us know and we can get something arranged.
- CLIC Core Services is an integrated suite of functions for many of the critical tasks in a financial professional’s business. The following components are included:
- CLIC Advisor/CLIC Client: Digital workstation for financial professionals and their investing clients with basic E-Money/Vault access (advanced available for additional cost)
- Clearing Services: Fidelity Clearing & Custody Solutions, Wealthscape, and Pershing NetX360®
- Client and Account Servicing: Add/edit/search clients and accounts, forms generation, eSignature, and auto-open most brokerage accounts
- Compensation Services: Updated sponsor data feeds provide even more accurate and timely processing of your variable insurance compensation
- Compliance Services: Advertising/correspondence submission and review, trade review, checks and receivables blotter, and direct trade blotter
- Imaging Services: Web-based document image capture and submission to home office, search and retrieve account paperwork, and document storage
- Managed Account Services: Fee Billing and WealthPort®
- Office Services: Paperwork status monitoring and service tickets with document upload
Details:
